Droz
EN FR ES 中文 हिं
Request engagement →
§ Product · Wealth & quant

Droz Investments: AI + quant wealth management — used by Droz to run its own positions.

Droz Investments brings AI + quant portfolio construction, rebalancing, multi-asset reporting, and regulator-ready audit into one platform for independent advisors, boutique wealth firms, and family offices. The same infrastructure Droz Technologies uses to manage its own investment network — institutional rigor at boutique cadence.

Request a demo → Talk to the Droz Investments team
Category
AI + quant wealth & portfolio management
Built for
Independent registered advisors · Boutique wealth firms · Family offices
Also used by
Droz, internally, to run its own positions
Built on
Microsoft Azure · Anthropic · Cohere · Databricks
§ What it is

Institutional rigor. Boutique cadence.

Droz Investments is an AI + quant portfolio platform. Construction, rebalancing, multi-asset reporting, alt-data integration, AI-assisted research, risk monitoring, and a regulator-ready audit trail — all in one operator UI. Built for the tier of advisor, wealth firm, and family office that wants institutional infrastructure without institutional procurement cost, and used internally by Droz Technologies to run its own investment positions.

  • Quant + AI construction. Portfolio construction grounded in quantitative models, augmented by AI for research synthesis and counterargument surfacing.
  • Regulator-ready by default. IIROC / OSC / AMF / FINRA-aligned audit trail, trade capture, and reporting baked into the workflow.
  • Built and battle-tested by Droz. The same platform Droz uses for its own positions — the customer is buying infrastructure that's already operating with real capital behind it.
§ Who it's for

Three buyer profiles. One platform.

Persona 01

Independent
registered advisor

IIROC or FINRA-licensed. Wants institutional-grade workflow without paying for Aladdin. Wants the quant + AI surface their clients now expect.

Persona 02

Boutique
wealth firm

$100M–$5B AUM. Operates between the high-touch family office and the mid-tier asset manager. Needs one platform across portfolio, compliance, reporting, and client communication.

Persona 03

Family
office

Multi-asset, multi-jurisdiction. Long horizons. Needs a platform that handles alternative assets, alt-data integration, and the auditable trail a family principal expects.

§ Capabilities

Six surfaces. One operator UI.

01 · Construction

Portfolio construction

Quant signals informed by AI research synthesis; allocation against a model with explainable rationale.

02 · Rebalance

Rebalancing

Drift-aware rebalancing with tax-lot awareness and trading-cost modelling.

03 · Report

Multi-asset reporting

Time-weighted return, attribution, and client-ready reports across equities, fixed income, alternatives, and cash.

04 · Alt-data

Alt-data integration

Ingest alternative-data feeds and surface the signals that matter alongside the model output.

05 · Research

AI-assisted research

Long-form research synthesis with citations; counterargument surfacing; per-holding thesis tracking.

06 · Audit

Regulator-ready audit trail

Trade capture, compliance restriction checks, and exportable record packages for IIROC / OSC / AMF / FINRA.

§ How it integrates

What we connect to. What we replace. What we don't.

Connects to

Market data

  • Bloomberg · Refinitiv
  • ICE · FactSet
  • Morningstar
Connects to

Custody / fund admin

  • RBC Investor Services
  • Northern Trust · State Street
  • Apex · SS&C
Connects to

Brokerage / EMS

  • Interactive Brokers
  • Fidessa
  • TradeStation Institutional
Connects to

Alt-data

  • Vendor-agnostic ingest (CSV / API)
  • For the firm's subscribed feeds
Replaces

The patchwork

  • Spreadsheets.
  • Custodian-portal swivel-chair.
  • Manual reconciliation.
Does not replace

The institution layer

  • The custodian.
  • The fund administrator.
  • The prime broker.
  • The regulator.
§ Built on

The same stack across every Droz product.

Microsoft Azure
AI Foundry · primary cloud
Anthropic
Claude — research synthesis
Cohere
Embeddings · thesis tracking
Databricks
Analytics · attribution · alt-data
Amazon AWS
Bedrock — secondary cloud
§ Where it ships

Advisors, firms, family offices — and Droz itself.

Droz Investments ships to independent registered investment advisors, boutique wealth firms, and family offices in Canada and the United States, with planned LATAM expansion. The platform is also used internally by Droz Technologies to manage its own investment positions across the network.

§ Engagement

From scoping call to quarterly review.

01 · Scoping
01
Scoping call

A senior Droz partner walks the firm through the current portfolio-ops workflow.

02 · Regulatory
02
Regulatory & audit review

Joint review of the firm's regulatory posture (OSC / IIROC, SEC / FINRA, AMF, equivalent) and Droz Investments' deployment options.

03 · Pilot
03
Pilot portfolio

One portfolio or one strategy, ninety days, defined success criteria.

04 · Rollout
04
Production rollout

Pilot expands to the rest of the book with a named technical owner.

05 · Review
05
Quarterly review

Audit trail, regulatory reporting, model performance vs. benchmark, and new alt-data signals integrated since last review.

§ Talk to the team
Institutional rigor. Boutique cadence.
Request a demo →